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Screening of Investment Accounts and Related Parties

Screening scoping has been extended to include an entities investment accounts and their related parties (RPs).

  • Investment accounts and their RPs are treated in the same manner as any other entity that is included in screening.
  • If the RP of the investment account itself has RPs, these entities will be included in the screening scope.
  • Screening scoping may be utilized to filter out investment accounts from screening.

User Guide Reference: Investment Account Configuration Guide